內地投資者參與滬深股通交易的規則修訂

2022 年 07 月 26 月

尊敬的客戶：

 

有關: 內地投資者參與滬深股通交易的規則修訂

 

感謝 閣下一直以來對恒大證券(香港)有限公司的信賴與支持！

 

• 自生效日起(2022年7月25日)內地投資者不能開通中華通北向交易功能;

• 自生效日起將設置一年過渡期 (2022年7月25日至2023年7月23日)。在過渡期內，已開通中華通北向交易功能的內地投資者可繼續買賣中華通證券；

• 過渡期結束後(2023年7月24日起):

 i. 內地投資者不得通過滬深股通主動買入中華通證券(包括參與配股)，但因公司行為(如分配股票股利)等被動取得中華通證券的情形除外；及

 ii. 內地投資者持有的中華通證券可通過附加聯交所規定的指定預設值繼續賣出。

 

內地投資者包括: (a)持有中國內地身份證明文件的個人，(b)聯名帳戶持有人(如聯名帳戶持有人中有任何一方屬(a)條規定的內地投資者)，及(c)中國內地註冊的法人及非法人組織。

 

下述投資者不被視為內地投資者，並仍可繼續通過滬深股通買賣中華通證券：

• 持有前往港澳通行證（俗稱單程證）或取得境外永久居留身份證明文件的個人

• 內地註冊法人和非法人組織在香港或海外設立的分支機構或子公司

 

詳情請瀏覽香港交易所通告。

 

如閣下的帳戶信息(如身份信息、聯絡方式、 稅務地區等資料)有任何更新, 應盡快通知本公司以協助更新有關信息以確保閣下於本公司的帳戶信息準確。

 

如對上述事宜有任何查詢，歡迎隨時致電客戶服務部：+86 400 120 3830 (中國內地) 或+852 3550 6888 (中國香港) 與客戶服務主任或與 閣下之客戶經理聯絡。

 

恒大證券(香港)有限公司 謹啟

2022年7月26日

 

Dear Valued Customer,

Subject: Amendment of rules in relation to restricting Mainland investors from Northbound Trading under Stock Connect

Thank you for your continuing support to Evergrande Securities (Hong Kong) Limited.

The China Securities Regulatory Commission (CSRC), Shanghai Stock Exchange (SSE) and Stock Exchange (SZSE) have announced their rule amendments in relation to restricting Mainland investors from Northbound Trading under Stock Connect with effect from 25 July 2022 (the Effective Date).

• From the Effective Date (25 July 2022), Mainland investors will not be able to activate the Stock Connect Northbound Trading function.
• There will be a 1-year transitional period (from 25 July 2022 to 23 July 2023) from the Effective Date, during which Mainland investors with registered Stock Connect Trading function could still buy and sell China Connect Securities through Northbound Trading under Stock Connect.
• After the transitional period (from 24 July 2023):
 i. Mainland investors shall not proactively buy any China Connect Securities through Northbound Trading under Stock Connect (including subscription for right issues (配股)), but excluding obtaining China Connect Securities passively as a result of corporate actions (such as distribution of stock dividends), and
 ii. Existing China Connect Securities held by Mainland investors could be sold by tagging the reserved value prescribed by the Exchange

Mainland investors include: (a) individuals that possess Mainland ID documents; (b) holders of a joint account if one of the holders is considered as Mainland investor under (a); and (c) corporate or unincorporated entities which are registered in the Mainland.

The following investors will not be considered as “Mainland investors” and may continue to buy and sell China Connect Securities through Northbound Trading under Stock Connect:
• Any individual who holds a Permit for Proceeding to Hong Kong and Macao, i.e. One-way Permit (前往港澳通行证, i.e. 单程证) or who has obtained an identity document as proof of permanent residence in a country or region outside Mainland China
• Any branch or subsidiary of a corporate or unincorporated entity registered in Mainland China which branch or subsidiary is lawfully registered in Hong Kong or overseas.

For details, please visit the HKEx Circular.

To ensure your account information is accurate and up-to-date, if your account information which you previously provided to us has changed (e.g. identity information, contact details and tax jurisdiction etc.), please notify us as soon as possible for information update.

If you have any questions, please do not hesitate to contact your account executive or customer service hotline at +852 3550 6888 (Hong Kong SAR, China) or +86 400 120 3830 (Mainland China).

For and on behalf of
Evergrande Securities (Hong Kong) Limited